ANESTHESIA PATIENT QUESTION: HOW DOES MY SLEEP APNEA AFFECT MY RISKS FOR SURGERY?

Physician anesthesiologist at Stanford at Associated Anesthesiologists Medical Group
Richard Novak, MD is a Stanford physician board certified in anesthesiology and internal medicine.Dr. Novak is an Adjunct Clinical Professor in the Department of Anesthesiology, Perioperative and Pain Medicine at Stanford University, the Medical Director at Waverley Surgery Center in Palo Alto, California, and a member of the Associated Anesthesiologists Medical Group in Palo Alto, California.
emailrjnov@yahoo.com
THE ANESTHESIA CONSULTANT

This week I filmed a 26-minute question and answer video for the American Sleep Apnea Association regarding the topic of sleep apnea and surgery. The video provides answers to individuals who have obstructive sleep apnea and are contemplating surgery and anesthesia. The link to this video is HERE.

Obstructive sleep apnea (OSA) is a common medical condition which affects 17% of males aged 50 to 70 years, and 9% of females in the same age group.    Patients with OSA frequently present for surgery, and all anesthesia professionals must be aware of the risks involved with anesthetizing OSA patient. This video takes the opposite viewpoint and is directed toward patients with OSA, with the goals that they may understand their risks during anesthesia and surgery, and they may understand a physician anesthesiologist’s role in providing state of the art medical care to them before, during, and after surgery.

To simplify your search for information within the lecture, the outline for the questions presented in the video is as follows:

I. PREOPOPERATIVE CARE:

Let’s talk about the diagnosed sleep apnea patient and pre-operative assessment for upcoming surgery: The diagnosis of OSA is based on the presence of symptoms, such as disturbed sleep, snoring, hypertension, and also the frequency of sleep-related respiratory events during a sleep study or home sleep apnea testing. OSA is characterized by “recurrent upper airway collapse during sleep that leads too reduced or complete cessation of airflow, despite ongoing breathing efforts.”

The severity of OSA is typically characterized by the apnea-hypopnea index (AHI). The AHI is the number of apneic and hypopneic episodes the patient has per hour of sleep. Hypopnea means abnormally slow or shallow breathing. Apnea means a period of no breathing. (See the question on sleep studies below.)

How/why is it important to talk to all doctors involved about all your preexisting health conditions?  And disclosure of meds?  The medical history is critical in the preoperative assessment of patients. For OSA patients, pertinent comorbidities include hypertension, obesity, heart disease, lung disease, and a list of prescription medications including sedatives or pain relievers. 

Preoperative sleep study results matter to the anesthesiologist. Most sleep centers use an AHI between 5 and 10 events per hour as a normal limit.

The OSA disease classifications are as follows: 

Mild Disease:  AHI of 5 to 15 events per hour 

Moderate Disease:  AHI of 15 to 30 events per hour 

Severe Disease:  AHI of greater than 30 events per hour 

STOP-BANG questionnaires. Many patients who present for surgery do not have a diagnosis of OSA, and most patients do not have a preoperative sleep study. A STOP-BANG questionnaire contains 8 questions, and the answers to these questions help us screen for probable OSA. A patient is at high risk for OSA if they answer 5 questions positively, and re at intermediate risk if they answer 3-4 questions positively. The 8 questions include the presence of preoperative:

SNORING

CHRONIC TIREDNESS

OBSERVED EPISODES OF STOPPED BREATHING DURING SLEEP 

HYPERTENSION

A BODY MASS INDEX (BMI) OF  > 35

AGE> 50

NECK CIRCUMFERENCE > 15¾  INCHES

MALE GENDER.

What about other treatments for apnea, oral appliance, maxillary distractors, implants, positional devices, etc….

II. INTRAOPERATVE CARE:

What’s happening now with COVID and surgeries, and CPAP (Continuous Positive Airway Pressure) units?

Risks of anesthesia and the OSA patient?  All anesthesia care follows the priorities of Airway-Breathing-Circulation, or A B C. Many patients with OSA are at an increased risk for complications during airway management. For the anesthesiologist, mask ventilation, direct laryngoscopy, endotracheal intubation, and fiberoptic visualization of the airway can be more difficult in patients with OSA. Patients with OSA are at increased operative risk during and after surgery.

Type of surgery: non-airway surgery vs. airway surgery to treat OSA. Many OSA patients present for non-airway procedures such as orthopedic surgeries, abdominal surgeries, or endoscopies and colonoscopies. Other OSA patients present for procedures designed to improve their sleep apnea. These procedures involve surgical modification of the upper airway. These airway surgery patients require a different set of intraoperative and postoperative standards and concerns for the anesthesiologist. Commonly performed airway procedures for OSA include uvulopalatopharyngoplasty (UPPP), uvulopalatal flap surgery, tonsillectomy and adenoidectomy, genioglossus advancement, and maxillomandibular advancement. My Stanford surgical colleagues Dr. Nelson Powell and Dr. Robert Riley began to develop new surgical procedures for OSA in the 1980s. Drs. Powell and Riley were educated both as MDs and as dentists, and believed that the tongue base, not previously identified as a potential area of obstruction, was partially responsible for failures of the UPPP procedure to cure OSA. They pioneered the procedure of maxillary (upper jaw) and mandibular (lower jaw) advancement to increase the diameter of the upper airway.

Are sleep apnea patients monitored differently?

Apnea is a breathing disorder.  Do the medicines you use effect apnea patients differently?

III. POSTOPERATIVE CARE:

Are sleep apnea patients monitored differently in the Post Anesthesia Care Unit?

Can apnea patients use their CPAP units during surgery/ in recovery?

If you cannot use your CPAP in recovery, how do medical professionals monitor my breathing?

Are OSA patients discharged home after surgery, or are they kept in the hospital?

The answers to these four questions are discussed, with the caveat that for surgery involving surgical modification of the upper airway, postoperative patients require a different set of intraoperative and postoperative standards and concerns for the anesthesiologist, often including postoperative hospitalization to monitor for potential acute airway complications.

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LEARN MORE ABOUT RICK NOVAK’S FICTION WRITING AT RICK NOVAK.COM.

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THE OBESE PATIENT AND ANESTHESIA

Physician anesthesiologist at Stanford at Associated Anesthesiologists Medical Group
Richard Novak, MD is a Stanford physician board certified in anesthesiology and internal medicine.Dr. Novak is an Adjunct Clinical Professor in the Department of Anesthesiology, Perioperative and Pain Medicine at Stanford University, the Medical Director at Waverley Surgery Center in Palo Alto, California, and a member of the Associated Anesthesiologists Medical Group in Palo Alto, California.
emailrjnov@yahoo.com
THE ANESTHESIA CONSULTANT

 

Obese patients make anesthesiologists’ work more arduous.  Obese patients, especially morbidly obese and super obese patients, are at increased risk when they need surgery. Perhaps you’re overweight and you wish you weren’t. Your anesthesiologist wishes the same thing.  Let’s look at the reasons why.

Two hundred million Americans, or 65% of the U.S. adult population, are overweight or obese. Obesity as a disease is second only to smoking as a preventable cause of death.

The body mass index (BMI) has become the most widely applied classification tool used to assess individual weight status.  BMI is defined as the patient’s weight, measured in kilograms, divided by the square of the patient’s height, measured in meters.

A normal BMI is between 18.5 and 24.9.  Patients are considered to be overweight with a BMI between 25 and 29.9 obese with a BMI between 30 and 39.9, morbidly obese between 40 and 49.9, and super obese at greater than 50.

Morbid obesity is associated with far more serious health consequences than moderate obesity, and creates additional challenges for health care providers.  Between 2000 and 2010, the prevalence of morbid obesity in the U.S. increased by 70%, whereas the prevalence of super obesity increased even faster.  It’s estimated that in 2010, 15.5 million adult Americans, or 6.6% of the population, had an actual BMI >40, and carried the diagnosis of morbid obesity.

MEDICAL PROBLEMS ASSOCIATED WITH OBESITY

Obesity is an independent risk factor for heart disease, hypertension, stroke, hyperlipidemia, osteoarthritis, diabetes mellitus, cancer, and obstructive sleep apnea (OSA).  A neck circumference > 17 inches in men or > 16 inches cm in women is associated with obstructive sleep apnea. As a result of these concomitant conditions, obesity is also associated with early death.

There is a clustering of metabolic and physical abnormalities referred to as the “metabolic syndrome.” To be diagnosed with metabolic syndrome, you must have at least three of the following: abdominal obesity, elevated fasting blood sugar, hypertension, low HDL levels, or hypertriglyceridemia.  In the United States, nearly 50 million people have metabolic syndrome, for an age-adjusted prevalence of almost 24%. Of people with metabolic syndrome, more than 83% meet the criterion of obesity. Patients with metabolic syndrome have a higher risk for cardiovascular disease and are at increased risk for all-cause mortality.

Obstructive sleep apnea (OSA) is a condition characterized by recurrent episodes of upper airway obstruction occurring during sleep. Obesity is the greatest risk factor for OSA, and about 70% of patients (up to 80% of males and 50% of females) with OSA are obese.  OSA is defined as complete blockage of airflow during breathing lasting 10 seconds or longer, despite maintenance of neuromuscular ventilatory effort, and occurring five or more times per hour of sleep (Apnea Hypopnea Index, or AHI, greater than or equal to five), and accompanied by a decrease of at least 4% in arterial oxygen saturation.  This diagnosis can be made only in patients who undergo a sleep study. Obstructive sleep apnea is classified as mild, moderate, or severe, as follows:

  • Mild OSA =A HI of 5 to 15 events per hour
  • Moderate OSA = AHI of 15 to 30 events per hour
  • Severe OSA = AHI of more than 30 events per hour

Treatment is recommended for patients with moderate or severe disease, and initial treatment is the wearing of a continuous positive airway pressure (CPAP) device during sleep.

ANESTHETIC CHALLENGES

Every anesthesia task can be more difficult to perform in an obese patient.  Excess adipose tissue (fat) on the upper extremities makes it harder to place an IV catheter.  Excess fat surrounding the mouth, throat, and neck can make it more difficult to place an airway tube.  Excess fat can make it more difficult to place a needle in the proper position for a spinal anesthetic, an epidural anesthetic, or a regional block of a specific peripheral nerve.  On thick, cone-shaped upper arms, it can be difficult for a blood pressure cuff to detect the blood pressure accurately.

During surgery, an anesthesiologist’s job is to maintain the patient’s A-B-C’s of Airway, Breathing, and Circulation, in that order.  All three tasks are more difficult in obese patients.

Airway procedures are often much more difficult to perform in obese patients than in patients with normal BMIs.  Every general anesthetic begins with the anesthesiologist injecting intravenous medications that induce sleep.  Next the anesthesiologist controls the breathing by using a mask over the patient’s face, and then he or she places an airway tube through the patient’s mouth into the windpipe.

The airway anatomy of obese patients, with or without OSA, may show a short, thick neck, large tongue, and significantly increased amounts of soft tissue surrounding the uvula, tonsils, tongue, and lateral aspects of their throats.  This can contribute to the development of airway obstruction and also increase the probability that it will be more difficult to keep the airway open during mask ventilation.  This can also contribute to difficulty placing an anesthesia airway tube into the windpipe at the beginning of general anesthesia.

What about breathing difficulties?  The chief reason that obese patients have difficulty with breathing during anesthesia is that they have abnormally low lung volumes for their size.  When lying flat on their back, a patient’s increased abdominal bulk pushes up on their lungs, and prevents the lungs from inflating fully.  Once the patient is anesthetized, this mechanical situation is worsened, because breathing is impaired by the anesthetic drugs and muscle relaxation allows the abdomen to sink further into the chest.  The essence of the problem is that the abdomen squashes the lungs and makes them less efficient both as a reservoir and as an exchange organ for oxygen.  Because of this, the obese patient is at risk for running out of oxygen and turning blue more quickly than a lean patient.

In one study,  patients undergoing general anesthesia received 100% oxygen by facemask before induction of general anesthesia. After the induction of general anesthesia, the patients were left without ventilation until their oxygen saturation fell from 100% to 90%.  Patients with normal BMIs took 6 minutes for their oxygen level to fall to 90%. Obese patients reached that end point in less than 3 minutes.

What about circulation?  Maintaining stable circulatory status can be difficult because obese patients have a higher prevalence of cardiovascular disease, including hypertension, arrhythmias, stroke, heart failure, and coronary artery disease. During anesthesia and surgery, unexpected high or low blood pressure events are more common in obese patients than in those with normal BMIs.  Morbidly obese patients have a higher rate of heart attack postoperatively than patients with normal BMIs.

Regional anesthesia, especially epidural and spinal anesthesia, is often a safer technique than general anesthesia in obese patients. However, regional anesthesia can be  technically more difficult because of the physical challenge of the anatomy being obscured by excess fat.

Operative times are often longer in obese patients, owing to technical challenges for the surgeon regarding anatomy distorted or hidden behind excessive fat.  Longer surgery means a longer time under general anesthesia, which is a cause of delayed awakening from anesthesia. At the conclusion of surgery, obese patients wake more slowly than lean patients. Anesthetic drug and gas concentrations drop more slowly post-surgery, because traces of the chemicals linger in the reservoirs of excessive adipose tissue.

Common serious postoperative complications in obese patients include blood clots in the legs (deep venous thrombosis) and wound infections at the surgical incision line.

(Reference for this section:  Miller’s Anesthesia, 7th Edition, 2009, Chapter 64).

DATA ON THE RISKS OF OBESITY AND SURGERY

In one landmark study, researchers analyzed postoperative complications in 6,773 patients treated between 2001 and 2005 at the University of Michigan. Of the patients who had complications, 33% were obese and 15% were morbidly obese. Obese patients had much higher rates of postoperative complications than nonobese patients, as follows:  5 times more heart attacks, 4 times more peripheral nerve injuries, 1.7 times more  wound infections, and 1.5 times more urinary tract infections. The overall death rate was no different for obese and nonobese patients, but the death rate was nearly twice as high among morbidly obese patients as compared with nonobese patients (2.2% vs. 1.2%).

CONCLUSIONS

Experienced anesthesiologists respect the risks and difficulties presented by obese, morbidly obese, and super obese patients.  The ranks of overweight Americans are growing, and every week we anesthetize thousands of them for surgery.  As an obese American, are you safe in the operating room?  You probably are, because anesthesia professionals are well-educated in the risks of taking care of you. But you must realize that you are at higher risk for a complication than those with a normal BMI.

What can you do about all this? If you are morbidly obese and your surgery is optional, you may consider not having surgery at all.  If you have time before surgery, you can try to lose weight.  Before any surgery, you should consult your primary care physician to make sure that any obesity-related medical problems have been addressed.  You may be placed on medication for hypertension, hyperlipidemia, or diabetes.  You may have undiagnosed OSA, and may benefit from a nightly CPAP treatment for that disorder.

Bariatric surgery (e.g., gastric banding, gastric bypass) is a well-accepted and effective treatment for weight loss in super obese and morbidly obese patients.  Bariatric surgery refers to surgical alteration of the small intestine or stomach with the aim of producing weight loss. More than 175,000 bariatric surgeries were performed in 2006, and more than 200,000 were performed in 2008 (Miller’s Anesthesia, 7th Edition, 2009, Chapter 64). Weight loss after bariatric surgery is often dramatic. On the average, patients lose 60% of their extra weight. For example, a 350-pound person who is 200 pounds overweight could lose about 120 pounds.  All the anesthetic considerations and risks discussed above would still apply to any patient coming to the operating room for weight loss surgery.

Obesity was considered a rarity until the middle of the 20th century.  Now more than 300,000 deaths per year in the United States and more than $100 billion in annual health care spending are attributable to obesity. Obesity most frequently develops when food calorie intake exceeds energy expenditure over a long period of time.

If you’re obese, this doctor recommends you eat less, and exercise more.  Stay lean if you can.  Your anesthesiologist will thank you.

 

The most popular posts for laypeople on The Anesthesia Consultant include:

How Long Will It Take To Wake Up From General Anesthesia?

Why Did Take Me So Long To Wake From General Anesthesia?

Will I Have a Breathing Tube During Anesthesia?

What Are the Common Anesthesia Medications?

How Safe is Anesthesia in the 21st Century?

Will I Be Nauseated After General Anesthesia?

What Are the Anesthesia Risks For Children?

 

The most popular posts for anesthesia professionals on The Anesthesia Consultant  include:

10 Trends for the Future of Anesthesia

Should You Cancel Anesthesia for a Potassium Level of 3.6?

12 Important Things to Know as You Near the End of Your Anesthesia Training

Should You Cancel Surgery For a Blood Pressure = 178/108?

Advice For Passing the Anesthesia Oral Board Exams

What Personal Characteristics are Necessary to Become a Successful Anesthesiologist?

 

Learn more about Rick Novak’s fiction writing at ricknovak.com by clicking on the picture below:  

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